Bitcoin ETF Still Coming as SEC Concerns Largely Solved
The CEO of crypto index fund provider Bitwise Asset Management says he’s still positive about the prospect of United States regulators approving a crypto exchange-traded...
Category : sec
US Financial Regulators Reach $7M Settlement Over PlexCorps ICO
The United States Securities and Exchange Commission (SEC) has reached a multi-million dollar settlement with PlexCorps owner Dominique Lacroix, business partner Sabrina Paradis-Royer and PlexCorps...
New England Firm Settles with SEC Over Allegedly Unregistered $6.3M ICO
A New England-based firm has settled with the United States Securities and Exchange Commission (SEC) over an allegedly unregistered $6.3 million initial coin offering (ICO)....
Disgruntled Investor Appeals to U.S. SEC Guidelines in Class Action Suit Against Ripple
XRP investor Bradley Sostack has amended a class action suit against Ripple, in which he alleges that the company misled investors and proceeded to sell...
SEC Requests Freeze on Assets in Connection With Alleged $15M ICO Fraud
The United States Securities and Exchange Commission (SEC) has filed a complaint against a New York-based man and two of his companies. The SEC alleges...
SEC Postpones Decision on Three Bitcoin ETF Rule Change Proposals
The United States Securities and Exchange Commission (SEC) has delayed its decision on three Bitcoin (BTC) exchange-traded fund (ETF) proposals. According to documents published on...
What Do Companies’ 10-K Reports Say About DLT?
How seriously are American corporations committed to blockchain technologies? Are blockchain technologies materially significant yet? One place to find the answers to these questions is...
Kik Lawyers Say SEC Has No Strong Evidence, Twisted Facts in Complaint
Social media organization Kik has responded to a United States Securities and Exchange Commission (SEC’s) complaint alleging that Kik violated securities laws in its 2017...
Certain Tokens Need a Safe Harbor
U.S. Securities and Exchange Commission (SEC) commissioner Hester Peirce expressed interest in building a non-exclusive safe harbor for token offerings. The news was reported by...